Category: Investments

• March 1, 2018

  OSFI Final Derivatives Guideline

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  Federal, Investments, Regulators

  Act s. 8, Reg. 7.1, Reg. 7.2
• November 8, 2017

  FSCO Amends ESG Policy

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  Investments, Ontario, Regulators

  Reg. 40, Reg. 40.1, Reg. 40.2, Reg. 78, Reg. 79
• September 11, 2017

  Nova Scotia Consultation re Plan Funding & Other Issues

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  Consultations, Investments, Nova Scotia, Plan Funding, Target Benefit Plans
• July 31, 2017

  OSFI Draft Derivatives Guideline

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  Consultations, Federal, Investments, Regulators

  Act s. 8, Reg. 7.1, Reg. 7.2
• July 28, 2017

  FSCO Report re SIPPs

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  Investments, Ontario, Regulators

  Reg. 78, Reg. 79
• July 18, 2017

  OSFI Guide re PRPP Default Investment Options

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  Federal, Investments, Regulators
• May 12, 2017

  CRA Technical Interpretation re 10% Rule

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  Federal, Investments, Regulators
• March 29, 2017

  Alberta Interpretive Guideline #12: Governance, Investment and Funding Policies and Plan Assessments

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  Alberta, Investments, Plan Funding, Regulators

  Act s. 41, Act s. 42, Act s. 43, Act s. 44, Reg. 53, Reg. 54, Reg. 55
• March 6, 2017

  Kerr v. CIBC World Markets Inc., 2017 ONSC 777 – Investment Advisors Did Not Breach Standard of Care re Investment Losses

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  Cases, Investments, Ontario
• December 1, 2016

  OSFI InfoPensions #16

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  Federal, Investments, Regulators

  Act s. 9, FIR s. 11